Enforcement Actions Brief
Weekly regulatory enforcement actions from your chosen regulators: fines, consent orders and settlements, each with the penalty, the control failure behind it and the lesson for your program.
Built for compliance and risk leaders tracking regulatory enforcement to see what regulators punish and why.
Why this work is hard
Compliance and risk leaders tracking what regulators punish and why spend hours on this by hand: finding the right sources, reading them, checking them against each other and writing up what matters. The work is repetitive, it is easy to miss something, and nobody can show where a claim came from.
Enforcement Actions Brief does that work as a GREP AI agent. It runs weekly and delivers each edition without you asking. Every run delivers a formatted brief, with every claim linked to its source.
What you get
What Enforcement Actions Brief delivers
FAQ
What does Enforcement Actions Brief need to run?
Enforcement Actions Brief needs your industry; regulators or jurisdictions (one per line) (optional) and focus area (optional) are optional.
How often does Enforcement Actions Brief run?
It runs weekly and delivers each edition without you asking.
What does Enforcement Actions Brief deliver?
Every run delivers a formatted brief, with every claim linked to its source.
Can I change what Enforcement Actions Brief does?
Yes. Every GREP AI agent can be cloned into your workspace, where you can edit its instructions, add your own sources and files, and change its schedule.
What counts as an enforcement action?
Fines and civil money penalties, consent and cease-and-desist orders, settlements, licence revocations or suspensions, and DOJ or equivalent criminal resolutions. Speeches, guidance, proposed rules and pending lawsuits are not covered as actions.
Which regulators does it watch if I don't name any?
It infers the main enforcers for your industry, for example FinCEN, OCC, Fed, FDIC, CFPB, SEC, FINRA, DOJ or the FCA for financial services, and names them in the introduction.
How are allegations and settlements reported?
Amounts, dates and parties are reported exactly as the primary source states them, with a link. Allegations are labeled as alleged unless the order records findings or an admission, and it says when a firm settled without admitting or denying wrongdoing.
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Run Enforcement Actions Brief in minutes.
Free to start. Run it once, put it on a schedule, or clone it and make it yours.